This course is designed for those with little or no financial services experience, and delivers the knowledge and practical training needed to be a successful compliance professional. Click here to read a case study from Hannah who works in compliance. You might just be surprised at what this career has to offer.
The course is aimed at someone with little or no financial services experience, with modules broken down into bitesize chunks making content manageable.
The course is delivered via 7 modules. See the ‘topics’ tab for more info on each of them.
Whether you are brand new to the world of compliance in financial services, or have been in the role for a number of years and want to refresh your skills, this course will provide you with the knowledge required to do your job.
It covers the most recent legislation (handy, given how much has changed in the last couple of years!) as well as practical training for dealing with the FCA and using their systems, making it relevant for anyone with an interest in compliance.
To make the course accessible and affordable for new-entrants to financial services, we offer a payment plan to those individuals self-funding their study, where the full programme cost can be paid over the duration of the course, on a monthly basis.
The whole course requires completing, along with the end of course assessment. This has a minimum pass mark of 65% to be achieved in order to successfully pass the course.
Upon completion of this course, you will be recognised as having attained the Art of Compliance training course, from The Art of Finance.
In addition, all of our content has been CPD Certified, meaning that all your time and investment is nationally recognised. Upon completion of your course, you’ll be sent your Art of Finance kitemark and CPD certificate to acknowledge your successful skills training and evidence for your firm’s compliance.