This course is designed for you to learn the processes you can go through to ensure your firm’s advice is consistently suitable for your clients. It will cover top tips for suitability reports, how suitability processes can be implemented, and how best to demonstrate suitability through file checks and compliance.
The course content is broken down into bitesize units, with defined topics (see the next tab) for you to work through at your own pace.
This courses covers the importance of embedding processes at all elements of the business, from before even meeting a client (through creating centralised propositions), to clearly documenting advice and creating compliant files, to undertaking thorough training to ensure the concept of suitability is fully understood by, and embedded in, every single individual in the firm.
This will help to ensure that everyone is focused on the right outcomes for client, in all departments, and is the best way to demonstrate a company wide dedication to suitability.
The whole course requires completing, along with the end of course assessment. This has a minimum pass mark of 65% to be achieved in order to successfully pass the course.
Upon completion of this course, you will be recognised as having attained the Art of Suitability training course, from The Art of Finance.
In addition, all of our content has been CPD Certified, meaning that all your time and investment is nationally recognised. Upon completion of your course, you’ll be sent your Art of Finance kitemark and CPD certificate