Okay, so risk assessment is absolutely vital... For one, it’s an FCA requirement - and we wouldn’t be surprised if you stifled a yawn after reading that! But, if firms do not have a thorough risk management process, they are putting their firm, employees, and clients at risk. Not only that, but also the overall integrity of the financial services sector.
So, we know how important it is, but what exactly is it? What do the FCA want to see? How do you implement a thorough process within your firm? That’s where this module can help. We’ve also tried our hardest to make risk assessment exciting... you're welcome!
This module is defined by four units. They are:
During this module, you will:
